多項內控違規與雲端委外作業不符當年規範,法巴人壽、產險遭罰1500萬,
· 2024-01-18

法國巴黎產險與巴黎人壽共計遭罰1500萬,主因是違反產、壽險分業經營原則,資訊部主管也因此降薪30%,為期六個月,除此之外,違反事項也包括未經金管會核可就進行雲端委外作業,以及未經總經理同意即進行資訊專案委外開發。

金管會今日公布對法國巴黎產險與巴黎人壽的裁罰案,依「保險業內部控制及稽核制度實施辦法」,對法巴人壽核處罰鍰900萬元,並對法巴產險核處罰鍰600萬元,合計開罰1500萬元。兩間企業主要開罰原因是違反產、壽險分業經營原則。除此之外,違反事由還包括未事先取得金管會核准就進行雲端委外,以及未經主管同意即進行資訊專案開發委外。

針對兩間企業未經金管會核准涉及使用雲端服務,保險局副局長蔡火炎說明,兩間企業過去曾委託海外公司進行資訊系統維護,而後受託機構將資訊基礎設施升級至私有雲。蔡火炎表示,依照當時規範,兩間企業並未事先取得金管會核准就進行委外,因此開罰,透露兩間企業是違反上雲鬆綁前的規範。此外,他也說明,法巴人壽將資訊專案委外開發時,未經分公司總經理核可,委外流程不合內控規定,因此開罰。

這起裁罰案除了停止分公司負責人職務6個月,也調降了資訊部主管每月月薪30%,為期6個月,主因是基於產、壽分業經營原則,高階主管不能同時負責產、壽險業務,其資訊部主管同時兼任法巴人壽和集團職務,會同時核決產壽資訊業務,違反分業經營原則而開罰。

热门文章
New Jersey July Gambling Revenue Hits $606M, Sweeps Casinos Banned
Regulation
Kazakhstan plans to penalise online casino promotions
Regulation
Vietnam’s Controlled Gaming Shift Gains Ground, But Domestic Demand Still Lags
Southeast Asia
1spin4win releases unique slot Don Catleone Hold and Win featuring gangster cats
Online Game
DB Gaming Is One of Asia’s Top-Tier Game Solution Providers, Recognized as a Pioneer in the Asian Gaming Industry.
Marketing
Brazil Proposes Raising Gambling Tax Rate to 24%, With Revenue Allocated to Social Security and Healthcare
Regulation
JILI Partners with Cricket Legend AB de Villiers (ABD) to Launch Exclusive Branded Game Series 100% 11
Sports Game
Institutional Academy that exceeded expectations marked the opening of GAT CDMX
Online Game
Zenith partners with HUIDU for 2026 World Cup Carnival Official Tour
Online Game
British gambling levy rates confirmed for each vertical
Regulation
Full House at GAT Expo Cartagena 2026 Academic Agenda
Online Game
GAT Expo CDMX 2026 Kicks Off Today in Mexico with a Sold-Out Opening Reception at Big Bola Casino Santa Fe
Marketing
B2B Tech Infrastructure Gains Momentum in Philippine Gaming Sector
Southeast Asia
That’s a Wrap: AffPapa Conference Madrid 2026 Highlights
Online Game
GAT CDMX 2025 Institutional Academy: Leaders and Experts Analyze the Present and Future of the Gaming Industry in Mexico and Lat
Sports Game
首页
游戏
合作
发现
我的